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CMT Association CMT-Level-II Exam Syllabus Topics:
| Section | Objectives |
|---|---|
| Market Analysis Foundations | - Market Structure and Behavior
|
| Advanced Technical Analysis Concepts | - Behavioral and Intermarket Analysis
|
| Chart and Pattern Analysis | - Candlestick and Price Action Analysis
|
| Technical Indicators and Systems | - Trend and Momentum Indicators
|
CMT Association CMT Level II Sample Questions:
Question 1
Paul Jones is a chemical industry research analyst for a large brokerage company. That industry is currently seeing an increase in mergers and acquisitions. While flying through Chicago, Jones sees several senior officers who she knows are from the largest and fourth largest chemical companies walk into a conference room. She concludes that negotiations for an acquisition might be taking place. Jones:
A. should inform her compliance officer that she has material nonpublic information on firms she covers.
B. may not act but advise others to act on this information.
C. may use this information to support an investment recommendation.
D. may not act or cause others to act on this information.
Question 2
Which of the following is a continuation pattern?
A. Umbrella
B. Doji
C. Windows
D. Hammer
Question 3
Which of the following is true of the harami pattern?
A. It is considered a continuation pattern
B. The color of the real body is of utmost importance to its significance
C. It is the opposite of the engulfing pattern
D. All of the above
Question 4
Which of the following actions would be a violation of the Standard VII(A) Conduct as Participants in CFA Institute Programs?
A. Exaggerating the implications of holding the CFA designation.
B. Using the CFA designation without submitting a Professional Conduct Statement and paying annual dues.
C. Participating in a civil disobedience movement to oppose a government action.
D. Misrepresenting information on the Professional Conduct Statement.
Question 5
Which of the following is a true statement according to Elliott Wave Theory?
A. Triangles are usually second waves preceding a longer third wave
B. Waves can be expanded into longer waves and subdivided into shorter waves
C. In the stock market, wave 5 is the most common to extend
D. The Pythagorean theorem is the mathematical basis for Elliott Wave Theory
Solutions:
| Question 1 Answer: C | Question 2 Answer: C | Question 3 Answer: C | Question 4 Answer: D | Question 5 Answer: B |

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